OATES JAMES M 4
4 · STIFEL FINANCIAL CORP · Filed Jan 6, 2020
Insider Transaction Report
Form 4
OATES JAMES M
Director
Transactions
- Exercise/Conversion
Phantom Stock Units
2020-01-02−4,076→ 18,596 totalExercise: $0.00→ Common Stock (4,076 underlying) - Exercise/Conversion
Common Stock
2020-01-02+4,076→ 13,511 total
Footnotes (2)
- [F1]Currently exercisable.
- [F2]No expiration date for these Units.