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4//SEC Filing

OATES JAMES M 4

Accession 0001209191-20-001927

CIK 0000720672other

View on SEC.gov Company Profile

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 4:56 PM ET

Size

6.8 KB

Accession

0001209191-20-001927

Insider Transaction Report

Form 4

Period: 2020-01-02

STIFEL FINANCIAL CORPSF

Director

Transactions

Exercise/Conversion
Phantom Stock Units
2020-01-02−4,076→ 18,596 total
Exercise: $0.00→ Common Stock (4,076 underlying)
Exercise/Conversion
Common Stock
2020-01-02+4,076→ 13,511 total

Footnotes (2)

[F1]Currently exercisable.
[F2]No expiration date for these Units.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

Entity typeother

Related Parties

1

filerCIK 0001180238

Filing Metadata

Form type: 4
Filed: Jan 5, 7:00 PM ET
Accepted: Jan 6, 4:56 PM ET
Size: 6.8 KB

View on SEC.gov