Home/Filings/4/0001209191-20-003437
4//SEC Filing

Soloway Thomas P 4

Accession 0001209191-20-003437

CIK 0001628738other

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 1:38 PM ET

Size

17.6 KB

Accession

0001209191-20-003437

Insider Transaction Report

Form 4
Period: 2020-01-15
Soloway Thomas P
Senior Vice President, CFO
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-01-1565,0000 total
    Exercise: $24.74Exp: 2029-02-06Common Stock (65,000 underlying)
  • Disposition from Tender

    Common Stock

    2020-01-15$60.00/sh183,384$11,003,0400 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-01-153,8290 total
    Exercise: $2.76Exp: 2025-11-06Common Stock (3,829 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-01-1573,7810 total
    Exercise: $15.26Exp: 2027-01-25Common Stock (73,781 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-01-1575,0000 total
    Exercise: $27.39Exp: 2027-11-16Common Stock (75,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-01-156,2630 total
    Exercise: $9.50Exp: 2025-12-18Common Stock (6,263 underlying)
Footnotes (2)
  • [F1]On December 2, 2019, Audentes Therapeutics, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Astellas Pharma Inc. ("Astellas") and Asilomar Acquisition Corp., a wholly-owned subsidiary of Astellas ("Merger Sub"), pursuant to which Astellas acquired the Company by a tender offer for all shares of Company common stock (the "Offer") and a subsequent merger (the "Merger"), each of which became effective on January 15, 2020. Pursuant to the Merger Agreement, (i) Merger Sub purchased all shares of Company common stock that were validly tendered pursuant to the Offer for a cash payment equal to $60.00 per share (the "Offer Price") and (ii) all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive the Offer Price.
  • [F2]Pursuant to the Merger Agreement, immediately prior to the Effective Time, all outstanding Company stock options, to the extent unvested, became fully vested, and at the Effective Time, each outstanding Company stock option was cancelled and converted into the right to receive an amount of cash (subject to any applicable withholding or other taxes required by applicable law) determined by multiplying (i) the number of shares of Company common stock subject to such stock option immediately prior to such cancellation by (ii) the excess, if any, of an amount in cash equal to the Offer Price, without any interest, over the exercise price per share of Company common stock subject to such stock option, less any applicable tax withholding. Any such option that had an exercise price that equaled or exceeded the Offer Price was cancelled for no consideration.

Issuer

Audentes Therapeutics, Inc.

CIK 0001628738

Entity typeother

Related Parties

1
  • filerCIK 0001454280

Filing Metadata

Form type
4
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 1:38 PM ET
Size
17.6 KB