Weber David Allen 4
4 · OTONOMY, INC. · Filed Jan 17, 2020
Insider Transaction Report
Form 4
OTONOMY, INC.OTIC
Weber David Allen
DirectorPresident & CEO
Transactions
- Award
Stock Option (right to buy)
2020-01-15+700,000→ 700,000 totalExercise: $3.54Exp: 2030-01-14→ Common Stock (700,000 underlying)
Holdings
- 26,768
Common Stock
- 4,812(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]The shares reported in Table I include an aggregate of 9,165 shares acquired by the Reporting Person since December 1, 2015 pursuant to the Issuer's Employee Stock Purchase Plan.
- [F2]The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.
- [F3]One-fourth (1/4) of the shares subject to the option vest on January 15, 2021 and one forty-eighth (1/48) of the shares vest monthly thereafter.
- [F4]In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 2,609,062 shares of common stock, which options vest according to their terms.