4//SEC Filing
Weber David Allen 4
Accession 0001209191-20-004035
CIK 0001493566other
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 4:49 PM ET
Size
7.5 KB
Accession
0001209191-20-004035
Insider Transaction Report
Form 4
OTONOMY, INC.OTIC
Weber David Allen
DirectorPresident & CEO
Transactions
- Award
Stock Option (right to buy)
2020-01-15+700,000→ 700,000 totalExercise: $3.54Exp: 2030-01-14→ Common Stock (700,000 underlying)
Holdings
- 26,768
Common Stock
- 4,812(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]The shares reported in Table I include an aggregate of 9,165 shares acquired by the Reporting Person since December 1, 2015 pursuant to the Issuer's Employee Stock Purchase Plan.
- [F2]The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.
- [F3]One-fourth (1/4) of the shares subject to the option vest on January 15, 2021 and one forty-eighth (1/48) of the shares vest monthly thereafter.
- [F4]In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 2,609,062 shares of common stock, which options vest according to their terms.
Documents
Issuer
OTONOMY, INC.
CIK 0001493566
Entity typeother
Related Parties
1- filerCIK 0001616147
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 4:49 PM ET
- Size
- 7.5 KB