4//SEC Filing
Lin Ko-Yen 4
Accession 0001209191-20-004935
CIK 0001499422other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 7:48 PM ET
Size
22.2 KB
Accession
0001209191-20-004935
Insider Transaction Report
Form 4
RBB BancorpRBB
Lin Ko-Yen
Director
Transactions
- Exercise/Conversion
Stock Options
2020-01-23$17.08/sh−10,000$170,800→ 42,289 total - Exercise/Conversion
Option (right to buy)
2020-01-23$17.08/sh−10,000$170,800→ 0 totalExercise: $17.08Exp: 2025-05-20→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock, No Par Value
2020-01-23$17.08/sh+10,000$170,800→ 95,065 total - Exercise/Conversion
Stock Options
2020-01-23$13.21/sh−10,250$135,400→ 52,289 total - Exercise/Conversion
Option (right to buy)
2020-01-23$13.21/sh−10,250$135,400→ 0 totalExercise: $13.21Exp: 2024-05-21→ Common Stock (10,250 underlying) - Exercise/Conversion
Common Stock, No Par Value
2020-01-23$13.21/sh+10,250$135,400→ 85,065 total
Holdings
- 10,763
Option (right to buy)
Exercise: $11.15Exp: 2022-05-16→ Common Stock (10,763 underlying) - 0
Option (right to buy)
Exercise: $9.29Exp: 2018-11-18→ Common Stock (0 underlying) - 0
Option (right to buy)
Exercise: $9.29Exp: 2019-01-02→ Common Stock (0 underlying) - 10,763
Option (right to buy)
Exercise: $11.15Exp: 2023-05-15→ Common Stock (10,763 underlying) - 10,000
Option (right to buy)
Exercise: $18.25Exp: 2026-05-17→ Common Stock (10,000 underlying) - 10,763
Option (right to buy)
Exercise: $9.29Exp: 2021-05-18→ Common Stock (10,763 underlying)
Footnotes (8)
- [F1]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- [F2]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- [F3]These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
- [F4]These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
- [F5]These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
- [F6]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
- [F7]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- [F8]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
Documents
Issuer
RBB Bancorp
CIK 0001499422
Entity typeother
Related Parties
1- filerCIK 0001711531
Filing Metadata
- Form type
- 4
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 7:48 PM ET
- Size
- 22.2 KB