OAK INVESTMENT PARTNERS XII L P 3
3 · 1Life Healthcare Inc · Filed Jan 30, 2020
Insider Transaction Report
Form 3
OAK INVESTMENT PARTNERS XII L P
10% Owner
Holdings
- 184,030(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Series D Preferred Stock
→ Common Stock (9,519,276 underlying) - (indirect: See Footnote)
Series E Preferred Stock
→ Common Stock (2,308,074 underlying) - (indirect: See Footnote)
Warrant (Right to Buy)
Exercise: $6.59Exp: 2020-10-05→ Series G Preferred Stock (10,837 underlying)
Footnotes (3)
- [F1]Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.
- [F2]Each share of Issuer's Preferred Stock will automatically convert into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.
- [F3]Shares subject to the warrant are immediately exercisable.