|4Feb 3, 2:21 PM ET

Chen Wendell 4

4 · RBB Bancorp · Filed Feb 3, 2020

Insider Transaction Report

Form 4
Period: 2020-01-31
Chen Wendell
Director
Transactions
  • Exercise/Conversion

    Stock Options

    2020-01-31$11.15/sh10,763$120,00541,013 total
  • Exercise/Conversion

    Common Stock, No Par Value

    2020-01-31$11.15/sh+10,763$120,00578,208 total
  • Exercise/Conversion

    Option (right to buy)

    2020-01-31$11.15/sh10,763$120,0050 total
    Exercise: $11.15Exp: 2022-05-16Common Stock (10,763 underlying)
Holdings
  • Option (right to buy)

    Exercise: $17.08Exp: 2025-05-20Common Stock (10,000 underlying)
    10,000
  • Option (right to buy)

    Exercise: $9.29Exp: 2021-05-18Common Stock (0 underlying)
    0
  • Option (right to buy)

    Exercise: $11.15Exp: 2023-05-15Common Stock (10,763 underlying)
    10,763
  • Option (right to buy)

    Exercise: $13.21Exp: 2024-05-21Common Stock (10,250 underlying)
    10,250
  • Option (right to buy)

    Exercise: $18.25Exp: 2026-05-17Common Stock (10,000 underlying)
    10,000
Footnotes (6)
  • [F1]These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
  • [F2]These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
  • [F3]These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
  • [F4]These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
  • [F5]These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
  • [F6]These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION