|4Feb 4, 4:41 PM ET

OAK INVESTMENT PARTNERS XII L P 4

4 · 1Life Healthcare Inc · Filed Feb 4, 2020

Insider Transaction Report

Form 4
Period: 2020-02-04
Transactions
  • Conversion

    Series E Preferred Stock

    2020-02-042,308,0740 total(indirect: See Footnote)
    Common Stock (2,308,074 underlying)
  • Conversion

    Series D Preferred Stock

    2020-02-049,519,2760 total(indirect: See Footnote)
    Common Stock (9,519,276 underlying)
  • Conversion

    Warrant (Right to Buy)

    2020-02-0410,8370 total(indirect: See Footnote)
    Exercise: $6.59Exp: 2020-10-05Series G Preferred Stock (10,837 underlying)
  • Conversion

    Warrant (Right to Buy)

    2020-02-04+10,83710,837 total(indirect: See Footnote)
    Exercise: $6.59Exp: 2020-10-05Common Stock (10,837 underlying)
  • Conversion

    Common Stock

    2020-02-04+2,308,07412,011,380 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2020-02-04+9,519,2769,703,306 total(indirect: See Footnote)
Footnotes (3)
  • [F1]Each share of Issuer's Preferred Stock automatically converted into an equal number of shares of Issuer's Common Stock upon the closing of the Issuer's initial public offering and has no expiration date.
  • [F2]Securities held by Oak Investment Partners XII, L.P., or Oak XII. Oak XII is managed by its general partner, Oak Associates XII, LLC, or Oak Associates XII. Ann H. Lamont, Bandel L. Carano, Edward F. Glassmeyer and Frederic W. Harman, collectively serve as Executive Managing Members of Oak Associates XII, or the Executive Managing Members. The Executive Managing Members have shared voting and investment control over all of the securities held by Oak XII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities held by Oak XII, except to the extent of such person or entity's pecuniary interest in such securities.
  • [F3]Shares subject to the warrant are immediately exercisable.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION