3//SEC Filing
Schrodinger Equity Holdings, LLC 3
Accession 0001209191-20-007075
CIK 0001490978other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 8:54 PM ET
Size
39.1 KB
Accession
0001209191-20-007075
Insider Transaction Report
Form 3
SHAW DAVID E
10% Owner
Holdings
- (indirect: By LLC)
Series A Preferred Stock, $0.01 par value per share
→ Common Stock, $0.01 par value per share (14,890,845 underlying) - (indirect: Held by D. E. Shaw & Co., L.P.)
Series A Preferred Stock, $0.01 par value per share
→ Common Stock, $0.01 par value per share (1,133,158 underlying) - (indirect: Held by D. E. Shaw Valence Portfolios, L.L.C.)
Series A Preferred Stock, $0.01 par value per share
→ Common Stock, $0.01 par value per share (467,889 underlying) - (indirect: By LLC)
Series A Preferred Stock, $0.01 par value per share
→ Common Stock, $0.01 par value per share (4,264 underlying)
Schrodinger Equity Holdings, LLC
10% Owner
Holdings
- (indirect: Held by D. E. Shaw & Co., L.P.)
Series A Preferred Stock, $0.01 par value per share
→ Common Stock, $0.01 par value per share (1,133,158 underlying) - (indirect: By LLC)
Series A Preferred Stock, $0.01 par value per share
→ Common Stock, $0.01 par value per share (14,890,845 underlying) - (indirect: Held by D. E. Shaw Valence Portfolios, L.L.C.)
Series A Preferred Stock, $0.01 par value per share
→ Common Stock, $0.01 par value per share (467,889 underlying) - (indirect: By LLC)
Series A Preferred Stock, $0.01 par value per share
→ Common Stock, $0.01 par value per share (4,264 underlying)
Footnotes (5)
- [F1]Each share of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, $.01 par value per share, is convertible into shares of Issuer Common Stock, $0.01 par value per share, at any time, has no expiration date and will automatically convert into shares of Issuer Common Stock upon the closing of the Issuer's initial public offering of Common Stock. The current conversion rate is one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock.
- [F2]Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.
- [F3]David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any.
- [F4]D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any.
- [F5]David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.
Issuer
Schrodinger, Inc.
CIK 0001490978
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001801739
Filing Metadata
- Form type
- 3
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 8:54 PM ET
- Size
- 39.1 KB