Harvey Mark James 4
4 · S&W Seed Co · Filed Feb 6, 2020
Insider Transaction Report
Form 4
S&W Seed CoSANW
Harvey Mark James
DirectorVice Chairman of the Board
Transactions
- Award
Common Stock
2020-02-04+27,199→ 50,028 total
Holdings
- 212,096(indirect: By retirement fund)
Common Stock
Footnotes (2)
- [F1]The shares being reported are being issued pursuant to restricted stock units ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. The RSU will vest on the earlier of (i) January 15, 2021 and (ii) the date of the Issuer's annual meeting of stockholders for the fiscal year ending June 30, 2021, in each case, subject to the Reporting Person's Continuous Service on such date.
- [F2]These shares are owned directly by The Harvey Superannuation Fund, a retirement fund directed by the reporting person under which he is a beneficiary.