Otterbein Thomas J 4/A
4/A · PIMCO Dynamic Credit & Mortgage Income Fund · Filed Feb 12, 2020
Insider Transaction Report
Form 4/AAmended
Otterbein Thomas J
Other
Transactions
- Purchase
COMMON STOCK
2015-09-04+5,000→ 5,000 total(indirect: By Trust) - Purchase
COMMON STOCK
2016-04-20+7,000→ 12,397 total(indirect: By Trust) - Purchase
COMMON STOCK
2018-10-11+5,000→ 20,958 total(indirect: By Trust)
Footnotes (5)
- [F1]See original applicable filing for pricing footnote.
- [F2]These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a family trust.
- [F3]The Form 4 being amended hereby for this transaction was filed on April 22, 2016.
- [F4]Includes 397 and 3,561 shares, respectively, acquired under a qualified dividend reinvestment plan on various dates since the then prior Form 4 filing.
- [F5]The Form 4 being amended hereby for this transaction was filed on October 15, 2018.