Louvet Eric 4

4 · HARMONIC INC · Filed Feb 19, 2020

Form 4

Period: 2020-02-15

SVP Sales NA & APAC

Transactions

Exercise/Conversion
Common Stock
2020-02-15+4,167→ 93,812 total
Tax Payment
Common Stock
2020-02-15$6.77/sh−12,870$87,130→ 103,712 total
Exercise/Conversion
Restricted Stock Units
2020-02-15−25,000→ 50,000 total
Exercise: $0.00From: 2020-02-15Exp: 2022-02-15→ Common Stock (25,000 underlying)
Tax Payment
Common Stock
2020-02-15$6.77/sh−2,230$15,097→ 91,582 total
Exercise/Conversion
Common Stock
2020-02-15+25,000→ 116,582 total
Exercise/Conversion
Restricted Stock Units
2020-02-15−4,167→ 16,667 total
Exercise: $0.00From: 2019-02-15Exp: 2021-02-15→ Common Stock (4,167 underlying)

Footnotes (4)

[F1]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018.
[F2]Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/2/2020.
[F3]Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
[F4]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

Documents

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