4//SEC Filing
JOSHI VYOMESH 4
Accession 0001209191-20-011181
CIK 0000910638other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:09 PM ET
Size
11.5 KB
Accession
0001209191-20-011181
Insider Transaction Report
Form 4
JOSHI VYOMESH
President and CEO
Transactions
- Tax Payment
Common Stock
2020-02-18$12.13/sh−9,441$114,519→ 187,481 total - Award
Stock Appreciation Right
2020-02-18+250,000→ 500,000 totalExercise: $15.12Exp: 2026-04-01→ Common Stock (250,000 underlying) - Award
Stock Appreciation Right
2020-02-18+250,000→ 250,000 totalExercise: $15.12Exp: 2026-04-01→ Common Stock (250,000 underlying)
Holdings
- 154,602(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on February 15, 2019.
- [F2]Excludes 90,528 shares previously owned directly that were contributed to the 2001 Joshi Living Trust u/a/d 12/7/2001, Vyomesh I. Joshi and Uma V. Joshi, Trustees on December 10, 2019.
- [F3]The Stock Appreciation Right ("SAR") is granted to operate in tandem with the performance-based stock options granted on April 1, 2016, permitting settlement in cash or common stock upon exercise. The exercise of one results in the expiration of the other.
- [F4]The Reporting Person has been awarded 250,000 SARs under the Issuer's 2015 Incentive Plan. These SARs have an exercise price equal to the closing price of the common stock on April 1, 2016 and are exercisable, if at all, on the later of grant date and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30.
- [F5]The Reporting Person has been awarded 250,000 SARs under the Issuer's 2015 Incentive Plan. These SARs have an exercise price equal to the closing price of the common stock on April 1, 2016 and are exercisable, if at all, on the later of grant date and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40.
Documents
Issuer
3D SYSTEMS CORP
CIK 0000910638
Entity typeother
Related Parties
1- filerCIK 0001207620
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 5:09 PM ET
- Size
- 11.5 KB