4//SEC Filing
KOECK HERBERT 4
Accession 0001209191-20-011187
CIK 0000910638other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:10 PM ET
Size
13.0 KB
Accession
0001209191-20-011187
Insider Transaction Report
Form 4
KOECK HERBERT
EVP, Global Go To Market
Transactions
- Award
Common Stock
2020-02-18+10,909→ 103,235 total - Award
Stock Appreciation Right
2020-02-18+70,000→ 140,000 totalExercise: $15.75Exp: 2026-09-06→ Common Stock (70,000 underlying) - Tax Payment
Common Stock
2020-02-18$12.13/sh−2,590$31,417→ 92,326 total - Award
Stock Appreciation Right
2020-02-18+70,000→ 70,000 totalExercise: $15.75Exp: 2026-09-06→ Common Stock (70,000 underlying)
Holdings
- 30,423
Common Stock
Footnotes (5)
- [F1]Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock originally made on February 15, 2019.
- [F2]The Reporting Person has been awarded 10,909 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on February 15, 2021, an additional one-third of the total shares awarded vest on February 15, 2022, and the remaining shares awarded vest on February 15, 2023.
- [F3]The Stock Appreciation Right ("SAR") is granted to operate in tandem with the performance-based stock options granted on September 6, 2016, permitting settlement in cash or common stock upon exercise. The exercise of one results in the expiration of the other.
- [F4]The Reporting Person has been awarded 70,000 SARs under the Issuer's 2015 Incentive Plan. These SARs have an exercise price equal to the closing price of the common stock on September 6, 2016 and are exercisable, if at all, on the later of the grant date and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30.
- [F5]The Reporting Person has been awarded 70,000 SARs under the Issuer's 2015 Incentive Plan. These SARs have an exercise price equal to the closing price of the common stock on September 6, 2016 and are exercisable, if at all, on the later of the grant date and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40.
Documents
Issuer
3D SYSTEMS CORP
CIK 0000910638
Entity typeother
Related Parties
1- filerCIK 0001763539
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 5:10 PM ET
- Size
- 13.0 KB