Nickloy Lee R. 4
4 · PINNACLE WEST CAPITAL CORP · Filed Feb 24, 2020
Insider Transaction Report
Form 4
Nickloy Lee R.
Treasurer
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-02-20−194→ 582 total→ Common Stock (194 underlying) - Exercise/Conversion
Common Stock
2020-02-20+131→ 1,679 total - Exercise/Conversion
Common Stock
2020-02-20+220→ 1,848 total - Disposition to Issuer
Common Stock
2020-02-20$101.09/sh−227$22,947→ 1,628 total - Disposition to Issuer
Common Stock
2020-02-20$101.09/sh−131$13,243→ 1,548 total - Exercise/Conversion
Common Stock
2020-02-20+130→ 1,678 total - Tax Payment
Common Stock
2020-02-20$101.09/sh−59$5,964→ 1,619 total - Award
Common Stock
2020-02-20+16→ 1,635 total - Exercise/Conversion
Common Stock
2020-02-20+227→ 1,855 total - Exercise/Conversion
Common Stock
2020-02-20+194→ 1,822 total - Exercise/Conversion
Restricted Stock Units
2020-02-20−220→ 220 total→ Common Stock (220 underlying) - Tax Payment
Common Stock
2020-02-20$101.09/sh−7$708→ 1,628 total - Disposition to Issuer
Common Stock
2020-02-20$101.09/sh−220$22,240→ 1,628 total - Disposition to Issuer
Common Stock
2020-02-20$101.09/sh−194$19,611→ 1,628 total - Exercise/Conversion
Restricted Stock Units
2020-02-20−261→ 0 total→ Common Stock (261 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-20−227→ 454 total→ Common Stock (227 underlying)
Footnotes (8)
- [F1]Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.
- [F2]Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
- [F3]Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016 Restricted Stock Unit grant.
- [F4]Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
- [F5]The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.
- [F6]The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.
- [F7]The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.
- [F8]The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.