Shaked Yuval 4

4 · ALIGN TECHNOLOGY INC · Filed Feb 24, 2020

Form 4

Period: 2020-02-20

SVP, Mgng Dir. iTero

Transactions

Award
Market Stock Unit
2020-02-20+9,805→ 9,805 total
Exercise: $0.00→ Common Stock (9,805 underlying)
Exercise/Conversion
Common Stock
2020-02-20+834→ 1,020 total
Exercise/Conversion
Restricted Stock Unit
2020-02-20−424→ 848 total
Exercise: $0.00→ Common Stock (424 underlying)
Exercise/Conversion
Restricted Stock Unit
2020-02-20−410→ 1,227 total
Exercise: $0.00→ Common Stock (410 underlying)
Award
Restricted Stock Unit
2020-02-20+1,932→ 1,932 total
Exercise: $0.00→ Common Stock (1,932 underlying)

Footnotes (6)

[F1]Includes 145 shares acquired under the ALGN ESPP on January 31, 2020.
[F2]Represents par value of ALGN common stock.
[F3]1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.
[F4]1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F5]1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F6]Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Documents

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