Home/Filings/4/0001209191-20-013620
4//SEC Filing

Doyle Noah 4

Accession 0001209191-20-013620

CIK 0001460702other

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 9:00 PM ET

Size

9.6 KB

Accession

0001209191-20-013620

Insider Transaction Report

Form 4
Period: 2019-02-25
Doyle Noah
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2020-02-25$0.15/sh+500,000$75,0001,204,780 total(indirect: By Javelin Partners, L.P.)
  • Exercise/Conversion

    Warrants (right to buy)

    2020-02-25500,0000 total(indirect: By Javelin Partners, L.P.)
    Exercise: $0.15From: 2017-10-03Exp: 2022-10-03Common Stock (500,000 underlying)
Holdings
  • Common Stock

    2,272
  • Common Stock

    (indirect: By LLC)
    32,275
Footnotes (4)
  • [F1]On March 23, 2018, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock (the "Stock Split"). All share numbers and warrant exercise prices in this Form 4 reflect the Stock Split.
  • [F2]As the managing director of Javelin Partners, L.P., the Reporting Person may be deemed the beneficial owner of these securities. The Reporting Person expressly disclaims beneficial ownership over these securities except to the extent of his pecuniary interest therein.
  • [F3]As the managing director of Javelin Venture Partners I SPV I, LLC, the Reporting Person may be deemed the beneficial owner of these securities. The Reporting Person expressly disclaims beneficial ownership over these securities except to the extent of his pecuniary interest therein.
  • [F4]As a result of the Stock Split and dilutive issuances of securities after the issuance of the warrants, the exercise price was adjusted to $0.15 per share.

Issuer

RITTER PHARMACEUTICALS INC

CIK 0001460702

Entity typeother

Related Parties

1
  • filerCIK 0001631673

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 9:00 PM ET
Size
9.6 KB