Home/Filings/4/0001209191-20-015529
4//SEC Filing

Brautigam Allen 4

Accession 0001209191-20-015529

CIK 0000720672other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 5:55 PM ET

Size

12.9 KB

Accession

0001209191-20-015529

Insider Transaction Report

Form 4
Period: 2020-02-28
Transactions
  • Exercise/Conversion

    Common Stock

    2020-03-03$63.23/sh+11,858$749,78144,139 total
  • Disposition to Issuer

    Common Stock

    2020-03-03$63.23/sh7,037$444,95032,281 total
  • Tax Payment

    Common Stock

    2020-03-03$63.23/sh4,821$304,83239,318 total
  • Award

    Phantom Stock Units

    2020-03-03+14,82224,616 total
    Exercise: $0.00Common Stock (14,822 underlying)
  • Exercise/Conversion

    Phantom Stock Units

    2020-03-03$63.23/sh11,858$749,78112,758 total
    Exercise: $0.00Common Stock (11,858 underlying)
Footnotes (6)
  • [F1]The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement.
  • [F2]From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability.
  • [F3]From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person.
  • [F4]Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21.
  • [F5]No expiration date for these Units.
  • [F6]Currently exercisable.

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

Entity typeother

Related Parties

1
  • filerCIK 0001517800

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:55 PM ET
Size
12.9 KB