4//SEC Filing
Plotkin Ben A 4
Accession 0001209191-20-015580
CIK 0000720672other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 6:12 PM ET
Size
12.9 KB
Accession
0001209191-20-015580
Insider Transaction Report
Form 4
Plotkin Ben A
DirectorVice Chairman
Transactions
- Disposition to Issuer
Common Stock
2020-03-03$63.23/sh−11,034$697,680→ 98,933 total - Tax Payment
Common Stock
2020-03-03$63.23/sh−6,753$426,992→ 109,967 total - Exercise/Conversion
Phantom Stock Units
2020-03-03$63.23/sh−17,787$1,124,672→ 8,880 totalExercise: $0.00→ Common Stock (17,787 underlying) - Exercise/Conversion
Common Stock
2020-03-03$63.23/sh+17,787$1,124,672→ 116,720 total - Award
Phantom Stock Units
2020-03-03+22,233→ 26,667 totalExercise: $0.00→ Common Stock (22,233 underlying)
Footnotes (6)
- [F1]The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement.
- [F2]From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability.
- [F3]From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person.
- [F4]Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21.
- [F5]No expiration date for these Units.
- [F6]Currently exercisable.
Documents
Issuer
STIFEL FINANCIAL CORP
CIK 0000720672
Entity typeother
Related Parties
1- filerCIK 0001392580
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 6:12 PM ET
- Size
- 12.9 KB