HIMELFARB RICHARD J 4

4 · STIFEL FINANCIAL CORP · Filed Mar 3, 2020

Form 4

Period: 2020-02-28

DirectorDirector

Transactions

Tax Payment
Common Stock
2020-03-03$63.23/sh−8,590$543,146→ 104,374 total
Award
Phantom Stock Units
2020-03-03+22,233→ 24,016 total
Exercise: $0.00→ Common Stock (22,233 underlying)
Exercise/Conversion
Common Stock
2020-03-03$63.23/sh+17,787$1,124,672→ 112,964 total
Exercise/Conversion
Phantom Stock Units
2020-03-03$63.23/sh−17,787$1,124,672→ 6,229 total
Exercise: $0.00→ Common Stock (17,787 underlying)
Disposition to Issuer
Common Stock
2020-03-03$63.23/sh−9,197$581,526→ 95,177 total

Footnotes (6)

[F1]The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement.
[F2]From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability.
[F3]From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person.
[F4]Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21.
[F5]No expiration date for these Units.
[F6]Currently exercisable.

Documents

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