4//SEC Filing
Neumann Michael 4
Accession 0001209191-20-015862
CIK 0001707092other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 9:43 PM ET
Size
26.3 KB
Accession
0001209191-20-015862
Insider Transaction Report
Form 4
Neumann Michael
Senior Vice President*
Transactions
- Award
Ordinary Shares
2020-02-28+1,933→ 8,604 total - Exercise of In-Money
Ordinary Shares
2020-02-28+48→ 3,286 total - Exercise of In-Money
Ordinary Shares
2020-02-28+1,095→ 4,879 total - Exercise of In-Money
Ordinary Shares
2020-02-28+498→ 3,784 total - Exercise of In-Money
Ordinary Shares
2020-02-28+1,792→ 6,671 total - Tax Payment
Ordinary Shares
2020-02-28$14.12/sh−3,303$46,638→ 5,301 total - Exercise of In-Money
Restricted Share Units
2020-02-28−498→ 499 total→ Ordinary Shares (498 underlying) - Exercise of In-Money
Restricted Share Units
2020-02-28−1,095→ 1,097 total→ Ordinary Shares (1,095 underlying) - Exercise of In-Money
Restricted Share Units
2020-02-28−1,792→ 3,886 total→ Ordinary Shares (1,792 underlying) - Award
Restricted Share Units
2020-02-28+9,010→ 9,010 total→ Ordinary Shares (9,010 underlying) - Exercise of In-Money
Dividend Equivalent Rights
2020-02-28−48→ 50.505 total→ Ordinary Shares (48 underlying)
Footnotes (9)
- [F1]Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2.
- [F2]Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2.
- [F3]Ordinary shares received upon settlement of performance based awards granted pursuant to an approved employee incentive plan the value and issuance of which was conditioned on the Issuer achieving certain operating and financial performance targets over the 2017 through 2019 fiscal year period.
- [F4]Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan.
- [F5]Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.
- [F6]Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.
- [F7]Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021.
- [F8]Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on February 28, 2021 and February 28, 2022.
- [F9]Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023.
Documents
Issuer
Delphi Technologies PLC
CIK 0001707092
Entity typeother
Related Parties
1- filerCIK 0001785268
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 9:43 PM ET
- Size
- 26.3 KB