Home/Filings/4/A/0001209191-20-016554
4/A//SEC Filing

MAISEL DAVID 4/A

Accession 0001209191-20-016554

CIK 0001089872other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 3:12 PM ET

Size

8.2 KB

Accession

0001209191-20-016554

Insider Transaction Report

Form 4/AAmended
Period: 2019-10-24
MAISEL DAVID
Director
Transactions
  • Award

    Restricted Stock Units

    2019-10-24+3,90039,000 total
    Class A Common Stock (3,900 underlying)
  • Disposition to Issuer

    Director Stock Option

    2019-10-2450,000100,000 total
    Exercise: $7.81Exp: 2026-09-08Class A Common Stock (50,000 underlying)
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  • [F2]The unvested portion of the option was canceled by mutual agreement of the reporting person and the issuer in connection with the issuer's grant of restricted stock units to the reporting person. The remaining options outstanding are vested and available for exercise.
  • [F3]The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

Issuer

GAIA, INC

CIK 0001089872

Entity typeother

Related Parties

1
  • filerCIK 0001277061

Filing Metadata

Form type
4/A
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 3:12 PM ET
Size
8.2 KB