ZUGAY MICHAEL 4

4 · Koppers Holdings Inc. · Filed Mar 5, 2020

Form 4

Period: 2020-03-03

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2020-03-03+5,211→ 56,922 total
Exercise/Conversion
Common Stock
2020-03-03+521→ 57,443 total
Tax Payment
Common Stock
2020-03-03$19.63/sh−2,391$46,935→ 55,052 total
Award
Common Stock
2020-03-03+521→ 55,573 total
Exercise/Conversion
Restricted Stock Units
2020-03-03−5,211→ 0 total
→ Common Stock (5,211 underlying)
Exercise/Conversion
Restricted Stock Units
2020-03-03−521→ 521 total
→ Common Stock (521 underlying)
Award
Employee Stock Options (Right to Buy)
2020-03-03+17,896→ 17,896 total
Exercise: $19.63Exp: 2030-03-03→ Common Stock (17,896 underlying)

Footnotes (6)

[F1]Restricted stock units convert into common stock on a one-for-one basis.
[F2]Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance share units.
[F3]The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years.
[F4]Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020.
[F5]On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
[F6]The reporting person was granted stock options on March 3, 2020, which will vest in annual installments of 25 percent over four years.

Documents

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