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4//SEC Filing

MCGIMPSEY THOMAS O 4

Accession 0001209191-20-016649

CIK 0000927003other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 4:53 PM ET

Size

11.1 KB

Accession

0001209191-20-016649

Insider Transaction Report

Form 4
Period: 2020-03-03
MCGIMPSEY THOMAS O
EVP Gen Counsel & Corp Sec
Transactions
  • Award

    Common Stock

    2020-03-03$59.62/sh+2,409$143,62553,562 total
  • Tax Payment

    Common Stock

    2020-03-03$59.62/sh938$55,92452,624 total
  • Award

    Performance Units

    2020-03-03+10,84710,847 total
    Exercise: $0.00Common Stock (10,847 underlying)
  • Award

    Common Stock

    2020-03-03+5,42351,153 total
Footnotes (5)
  • [F1]Employee Restricted Stock units granted 03/03/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.
  • [F2]These performance awards were reported voluntarily 2/6/2017. Certain Revenue 2019 performance metrics were met under the 2017 LTI Plan and the shares were approved for a 3/3/2020 release by the Board of Directors.
  • [F3]Payment of tax liability by witholding securities incident to vesting of restricted stock units and performance stock units.
  • [F4]Represents 11,660 shares of unvested restricted stock units and 40,964 shares of common stock.
  • [F5]These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Issuer

ADVANCED ENERGY INDUSTRIES INC

CIK 0000927003

Entity typeother

Related Parties

1
  • filerCIK 0001245088

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:53 PM ET
Size
11.1 KB