MCGIMPSEY THOMAS O 4

4 · ADVANCED ENERGY INDUSTRIES INC · Filed Mar 5, 2020

Form 4

Period: 2020-03-03

EVP Gen Counsel & Corp Sec

Transactions

Award
Common Stock
2020-03-03$59.62/sh+2,409$143,625→ 53,562 total
Tax Payment
Common Stock
2020-03-03$59.62/sh−938$55,924→ 52,624 total
Award
Performance Units
2020-03-03+10,847→ 10,847 total
Exercise: $0.00→ Common Stock (10,847 underlying)
Award
Common Stock
2020-03-03+5,423→ 51,153 total

Footnotes (5)

[F1]Employee Restricted Stock units granted 03/03/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.
[F2]These performance awards were reported voluntarily 2/6/2017. Certain Revenue 2019 performance metrics were met under the 2017 LTI Plan and the shares were approved for a 3/3/2020 release by the Board of Directors.
[F3]Payment of tax liability by witholding securities incident to vesting of restricted stock units and performance stock units.
[F4]Represents 11,660 shares of unvested restricted stock units and 40,964 shares of common stock.
[F5]These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Documents

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