4//SEC Filing
Frumkin Theodore Edward II 4
Accession 0001209191-20-016996
CIK 0001575515other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 5:44 PM ET
Size
9.8 KB
Accession
0001209191-20-016996
Insider Transaction Report
Form 4
Frumkin Theodore Edward II
SVP - Business Development
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-03-04$16.58/sh−3,145$52,144→ 33,699 total - Sale
Common Stock, par value $0.001 per share
2020-03-05$16.53/sh−577$9,539→ 33,122 total - Sale
Common Stock, par value $0.001 per share
2020-03-06$16.96/sh−499$8,463→ 32,623 total
Footnotes (4)
- [F1]This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.6475 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.0401 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Includes 27,132 shares of common stock and 5,491 restricted shares. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 1,659 restricted shares will vest on March 5, 2021; and 3,832 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.
Documents
Issuer
Sprouts Farmers Market, Inc.
CIK 0001575515
Entity typeother
Related Parties
1- filerCIK 0001581628
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 5:44 PM ET
- Size
- 9.8 KB