Home/Filings/4/0001209191-20-018481
4//SEC Filing

YORDON JEFFREY 4

Accession 0001209191-20-018481

CIK 0001300699other

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 4:15 PM ET

Size

10.4 KB

Accession

0001209191-20-018481

Insider Transaction Report

Form 4
Period: 2020-03-12
YORDON JEFFREY
See Remarks
Transactions
  • Purchase

    Common Stock

    2020-03-12$8.14/sh+10,000$81,430218,926 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $17.30Exp: 2028-03-27Common Stock (100,000 underlying)
    100,000
  • Stock Option (Right to Buy)

    Exercise: $9.00From: 2018-06-19Exp: 2026-06-19Common Stock (150,000 underlying)
    150,000
  • Stock Option (Right to Buy)

    Exercise: $11.00Exp: 2027-06-13Common Stock (230,000 underlying)
    230,000
  • Stock Option (Right to Buy)

    Exercise: $13.17Exp: 2029-02-28Common Stock (100,000 underlying)
    100,000
Footnotes (4)
  • [F1]These shares were purchased in multiple transactions at prices ranging from $8.117 to $8.206, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F2]The option vests in three equal annual installments beginning on June 13, 2018.
  • [F3]This option vests in four equal annual installments beginning on March 27, 2019.
  • [F4]The option vests in four equal annual installments beginning on February 28, 2020.

Issuer

Athenex, Inc.

CIK 0001300699

Entity typeother

Related Parties

1
  • filerCIK 0001189013

Filing Metadata

Form type
4
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:15 PM ET
Size
10.4 KB