YORDON JEFFREY 4
4 · Athenex, Inc. · Filed Mar 12, 2020
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
YORDON JEFFREY
See Remarks
Transactions
- Purchase
Common Stock
2020-03-12$8.14/sh+10,000$81,430→ 218,926 total
Holdings
- 100,000
Stock Option (Right to Buy)
Exercise: $17.30Exp: 2028-03-27→ Common Stock (100,000 underlying) - 150,000
Stock Option (Right to Buy)
Exercise: $9.00From: 2018-06-19Exp: 2026-06-19→ Common Stock (150,000 underlying) - 230,000
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2027-06-13→ Common Stock (230,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]These shares were purchased in multiple transactions at prices ranging from $8.117 to $8.206, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The option vests in three equal annual installments beginning on June 13, 2018.
- [F3]This option vests in four equal annual installments beginning on March 27, 2019.
- [F4]The option vests in four equal annual installments beginning on February 28, 2020.