4//SEC Filing
DAVIS RAY C 4
Accession 0001209191-20-018711
CIK 0001276187other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 11:40 AM ET
Size
16.5 KB
Accession
0001209191-20-018711
Insider Transaction Report
Form 4
DAVIS RAY C
Director
Transactions
- Purchase
Common Units
2020-03-12$6.21/sh+801,800$4,975,650→ 29,142,894 total
Holdings
- 1,941,721(indirect: By: Avatar BW. Ltd.)
Common Units
- 51,701(indirect: By LLC)
Common Units
- 121,117(indirect: By: Avatar Stock Holdings, LP)
Common Units
- 28,203,003(indirect: By LLC)
Common Units
- 3,557,757(indirect: By: Avatar Investments, LP)
Common Units
- 4,768,027(indirect: By Trust)
Common Units
- 10,047
Phantom Units
→ Common Units (10,047 underlying) - 1,112,069(indirect: By LLC)
Common Units
- 328,383(indirect: By: ET Company, Ltd.)
Common Units
- 15,987,283(indirect: By Trust)
Common Units
- 4,768,027(indirect: By Trust)
Common Units
Footnotes (12)
- [F1]The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $5.97 to $6.64, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- [F10]The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- [F11]The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- [F12]Phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date.
- [F2]The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis.
- [F3]The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner.
- [F4]The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- [F5]The reported units are owned directly by Avatar Holdings LLC, a limited liability company owned by Mr. Davis.
- [F6]The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- [F7]The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner.
- [F8]The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis.
- [F9]The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner.
Documents
Issuer
Energy Transfer LP
CIK 0001276187
Entity typeother
Related Parties
1- filerCIK 0001276196
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 11:40 AM ET
- Size
- 16.5 KB