Warkins Brad 4
4 · GAIA, INC · Filed Mar 17, 2020
Insider Transaction Report
Form 4
GAIA, INCGAIA
Warkins Brad
President and COO
Transactions
- Exercise/Conversion
Class A Common Stock
2020-03-16+67,204→ 73,837 total - Award
Class A Common Stock
2020-03-16$6.33/sh+593$3,754→ 73,837 total - Exercise/Conversion
Restricted Stock Units
2016-07-01−67,204→ 0 total→ Class A Common Stock (67,204 underlying)
Footnotes (3)
- [F1]Restricted stock units were converted into common stock on a one-for-one basis
- [F2]Includes 593 shares acquired pursuant to the Gaia employee stock purchase plan on December 31, 2019.
- [F3]On July 1, 2016, the reporting person was granted 67,204 restricted stock units, vesting on March 16, 2020.