PLANTE ROBERT A. 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 17, 2020
Insider Transaction Report
Form 4
PLANTE ROBERT A.
EVP, Chief Operating Officer
Transactions
- Purchase
Common Stock
2020-03-17$15.19/sh+490$7,443→ 490 total
Holdings
- 545.458(indirect: Employee Stock Purchase Plan)
Common Stock
- 207.316(indirect: By 401(k))
Common Stock
- 4,852
Restricted Stock Units
→ Common Stock (4,852 underlying) - 2,228(indirect: By Trust)
Common Stock
- 12,330
Restricted Stock Units
→ Common Stock (12,330 underlying)
Footnotes (7)
- [F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- [F2]Includes shares received through dividend reinvestment since the last filing.
- [F3]Includes 401(k) contributions used to purchase PGC stock.
- [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- [F6]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
- [F7]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.