McCurdy Chad A. 4

4 · Diversicare Healthcare Services, Inc. · Filed Mar 17, 2020

Form 4

Period: 2020-03-13

Director

Transactions

Exercise/Conversion
Common Stock
2020-03-13+56→ 20,700 total
Exercise/Conversion
Common Stock
2020-03-13+31→ 20,644 total
Award
Common Stock
2020-03-13+2,000→ 22,700 total
Exercise/Conversion
Dividend Equivalent Rights on 2017 Restricted Shares
2020-03-13−31→ 0 total
→ Common Stock (31 underlying)
Exercise/Conversion
Dividend Equivalent Rights on 2018 Restricted Shares
2020-03-13−56→ 56.84 total
→ Common Stock (56 underlying)

Holdings

Common Stock
(indirect: By IRA)
35,000
Stock Settled Stock Appreciation Right
Exercise: $5.45Exp: 2020-06-18→ Common Stock (1,000 underlying)
1,000
Common Stock
(indirect: By LLC)
1,017,600
Common Stock
(indirect: By Spouse)
185,000
Common Stock
(indirect: By Spouse)
7,500
Common Stock
(indirect: By Children)
15,000

Footnotes (8)

[F1]Represents vesting of Dividend Equivalent Rights on 2017 Restricted Stock.
[F2]Represents vesting of Dividend Equivalent Rights on 2018 Restricted Stock.
[F3]Restricted stock grant that will vest in equal parts over the first three anniversaries of the date of grant.
[F4]Mr. McCurdy is the Managing Partner of Marlin Capital Partners, LLC.
[F5]This reporting person disclaims beneficial ownership of shares held by his children except to the extent of his pecuniary interest therein.
[F6]These dividend equivalent rights accrued on shares of restricted stock granted on March 13, 2017 and will vest as the underlying shares vest.
[F7]These dividend equivalent rights accrued on shares of restricted stock granted on March 13, 2018 and will vest as the underlying shares vest.
[F8]Vests 1/3 on first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.

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