4//SEC Filing
Andreessen Horowitz Fund I, L.P. 4
Accession 0001209191-20-019856
CIK 0001764925other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 9:17 PM ET
Size
42.6 KB
Accession
0001209191-20-019856
Insider Transaction Report
Form 4
Andreessen Horowitz Fund I-A, L.P.
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-03-13−50,575→ 7,733,986 total(indirect: By: AH Parallel Fund IV, L.P.)→ Class A Common Stock (50,575 underlying) - Conversion
Class A Common Stock
2020-03-13+50,575→ 3,866,994 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13−3,866,994→ 0 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+1,966,776→ 3,379,919 total(indirect: By Trust) - Conversion
Class B Common Stock
2020-03-13−2,188,678→ 24,006,180 total(indirect: By: Andreessen Horowitz Fund I, L.P)→ Class A Common Stock (2,188,678 underlying) - Other
Class A Common Stock
2020-03-13+1,693,429→ 3,387,266 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+60,603→ 60,603 total(indirect: By: AH Capital Management, L.L.C.) - Conversion
Class A Common Stock
2020-03-13+2,188,678→ 12,003,090 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−12,003,090→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
Holdings
- 42,990(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (42,990 underlying)
AH Equity Partners I, L.L.C.
10% Owner
Transactions
- Other
Class A Common Stock
2020-03-13+1,966,776→ 3,379,919 total(indirect: By Trust) - Conversion
Class B Common Stock
2020-03-13−50,575→ 7,733,986 total(indirect: By: AH Parallel Fund IV, L.P.)→ Class A Common Stock (50,575 underlying) - Conversion
Class A Common Stock
2020-03-13+2,188,678→ 12,003,090 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−3,866,994→ 0 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+1,693,429→ 3,387,266 total(indirect: By Trust) - Conversion
Class B Common Stock
2020-03-13−2,188,678→ 24,006,180 total(indirect: By: Andreessen Horowitz Fund I, L.P)→ Class A Common Stock (2,188,678 underlying) - Other
Class A Common Stock
2020-03-13−12,003,090→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13+60,603→ 60,603 total(indirect: By: AH Capital Management, L.L.C.) - Conversion
Class A Common Stock
2020-03-13+50,575→ 3,866,994 total(indirect: By: AH Parallel Fund IV, L.P.)
Holdings
- 42,990(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (42,990 underlying)
Andreessen Horowitz Fund I, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2020-03-13−12,003,090→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−3,866,994→ 0 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+1,966,776→ 3,379,919 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+1,693,429→ 3,387,266 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+60,603→ 60,603 total(indirect: By: AH Capital Management, L.L.C.) - Conversion
Class B Common Stock
2020-03-13−2,188,678→ 24,006,180 total(indirect: By: Andreessen Horowitz Fund I, L.P)→ Class A Common Stock (2,188,678 underlying) - Conversion
Class B Common Stock
2020-03-13−50,575→ 7,733,986 total(indirect: By: AH Parallel Fund IV, L.P.)→ Class A Common Stock (50,575 underlying) - Conversion
Class A Common Stock
2020-03-13+2,188,678→ 12,003,090 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Conversion
Class A Common Stock
2020-03-13+50,575→ 3,866,994 total(indirect: By: AH Parallel Fund IV, L.P.)
Holdings
- 42,990(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (42,990 underlying)
Andreessen Horowitz Fund I-B, L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2020-03-13+2,188,678→ 12,003,090 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−3,866,994→ 0 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+1,966,776→ 3,379,919 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+1,693,429→ 3,387,266 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+60,603→ 60,603 total(indirect: By: AH Capital Management, L.L.C.) - Conversion
Class B Common Stock
2020-03-13−2,188,678→ 24,006,180 total(indirect: By: Andreessen Horowitz Fund I, L.P)→ Class A Common Stock (2,188,678 underlying) - Conversion
Class B Common Stock
2020-03-13−50,575→ 7,733,986 total(indirect: By: AH Parallel Fund IV, L.P.)→ Class A Common Stock (50,575 underlying) - Conversion
Class A Common Stock
2020-03-13+50,575→ 3,866,994 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13−12,003,090→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
Holdings
- 42,990(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (42,990 underlying)
Andreessen Marc L
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-03-13−50,575→ 7,733,986 total(indirect: By: AH Parallel Fund IV, L.P.)→ Class A Common Stock (50,575 underlying) - Conversion
Class A Common Stock
2020-03-13+50,575→ 3,866,994 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+60,603→ 60,603 total(indirect: By: AH Capital Management, L.L.C.) - Conversion
Class B Common Stock
2020-03-13−2,188,678→ 24,006,180 total(indirect: By: Andreessen Horowitz Fund I, L.P)→ Class A Common Stock (2,188,678 underlying) - Conversion
Class A Common Stock
2020-03-13+2,188,678→ 12,003,090 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−12,003,090→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−3,866,994→ 0 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+1,966,776→ 3,379,919 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+1,693,429→ 3,387,266 total(indirect: By Trust)
Holdings
- 42,990(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (42,990 underlying)
HOROWITZ BENJAMIN A
10% Owner
Transactions
- Conversion
Class A Common Stock
2020-03-13+2,188,678→ 12,003,090 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−12,003,090→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Conversion
Class B Common Stock
2020-03-13−50,575→ 7,733,986 total(indirect: By: AH Parallel Fund IV, L.P.)→ Class A Common Stock (50,575 underlying) - Conversion
Class A Common Stock
2020-03-13+50,575→ 3,866,994 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13−3,866,994→ 0 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+1,693,429→ 3,387,266 total(indirect: By Trust) - Conversion
Class B Common Stock
2020-03-13−2,188,678→ 24,006,180 total(indirect: By: Andreessen Horowitz Fund I, L.P)→ Class A Common Stock (2,188,678 underlying) - Other
Class A Common Stock
2020-03-13+1,966,776→ 3,379,919 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+60,603→ 60,603 total(indirect: By: AH Capital Management, L.L.C.)
Holdings
- 42,990(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (42,990 underlying)
a16z Seed-III, LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2020-03-13+50,575→ 3,866,994 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13−3,866,994→ 0 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+1,966,776→ 3,379,919 total(indirect: By Trust) - Conversion
Class B Common Stock
2020-03-13−50,575→ 7,733,986 total(indirect: By: AH Parallel Fund IV, L.P.)→ Class A Common Stock (50,575 underlying) - Conversion
Class B Common Stock
2020-03-13−2,188,678→ 24,006,180 total(indirect: By: Andreessen Horowitz Fund I, L.P)→ Class A Common Stock (2,188,678 underlying) - Conversion
Class A Common Stock
2020-03-13+2,188,678→ 12,003,090 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−12,003,090→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13+60,603→ 60,603 total(indirect: By: AH Capital Management, L.L.C.) - Other
Class A Common Stock
2020-03-13+1,693,429→ 3,387,266 total(indirect: By Trust)
Holdings
- 42,990(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (42,990 underlying)
AH Equity Partners III, L.L.C.
10% Owner
Transactions
- Other
Class A Common Stock
2020-03-13−12,003,090→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Other
Class A Common Stock
2020-03-13−3,866,994→ 0 total(indirect: By: AH Parallel Fund IV, L.P.) - Other
Class A Common Stock
2020-03-13+1,966,776→ 3,379,919 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+1,693,429→ 3,387,266 total(indirect: By Trust) - Other
Class A Common Stock
2020-03-13+60,603→ 60,603 total(indirect: By: AH Capital Management, L.L.C.) - Conversion
Class B Common Stock
2020-03-13−50,575→ 7,733,986 total(indirect: By: AH Parallel Fund IV, L.P.)→ Class A Common Stock (50,575 underlying) - Conversion
Class B Common Stock
2020-03-13−2,188,678→ 24,006,180 total(indirect: By: Andreessen Horowitz Fund I, L.P)→ Class A Common Stock (2,188,678 underlying) - Conversion
Class A Common Stock
2020-03-13+2,188,678→ 12,003,090 total(indirect: By: Andreessen Horowitz Fund I, L.P.) - Conversion
Class A Common Stock
2020-03-13+50,575→ 3,866,994 total(indirect: By: AH Parallel Fund IV, L.P.)
Holdings
- 42,990(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (42,990 underlying)
Footnotes (15)
- [F1]Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F10]Represents shares received by Ben Horowitz pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F11]The shares are held of record by a family trust for which Ben Horowitz is a trustee. Each of the Reporting Persons disclaims the existence of a "group" and, other than Ben Horowitz, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F12]Represents shares received by AH Capital Management, L.L.C. pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F13]The shares are held of record by AH Capital Management, L.L.C. The members of AH Capital Management, L.L.C. are Marc Andreessen and Ben Horowitz, who share voting and dispositive power with respect to the shares held by AH Capital Management, L.L.C. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F14]These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The shares held directly by a16z Seed are indirectly held by Andreessen Horowitz Fund III, L.P., Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P., and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities"), the members of a16z Seed. AH Equity Partners III, L.L.C. ("AH EP III"), the general partner of the AH Fund III Entities, has sole voting and dispositive power with regard to the shares held by a16z Seed. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by a16z Seed.
- [F15](Continued from Footnote 14) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by a16z Seed (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in a16z Seed.
- [F2]These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I"), the general partner of the AH Fund I Entities, has sole voting and dispositive power with regard to the shares held by the AH Fund I Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities.
- [F3](Continued from Footnote 2) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Fund I Entities.
- [F4]These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities.
- [F5](Continued from Footnote 4) Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such securities), except to the extent of its pecuniary interest, if any, in the securities by virtue of its interest in the AH Parallel Fund IV Entities.
- [F6]On March 13, 2020, the AH Fund I Entities distributed, for no consideration, 12,003,090 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH EP I, the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F7]On March 13, 2020, the AH Parallel Fund IV Entities distributed, for no consideration, 3,866,994 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH EP IV Parallel, the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F8]Represents shares received by the LAMA Community Trust pursuant to pro rata distributions by the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and/or 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F9]The shares are held of record by the LAMA Community Trust of which Marc Andreessen and his spouse are trustees. Each of the Reporting Persons disclaims the existence of a "group" and, other than Marc Andreessen, disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Slack Technologies, Inc.
CIK 0001764925
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001466249
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 9:17 PM ET
- Size
- 42.6 KB