ROSETTA STONE INC·4

Mar 20, 4:09 PM ET

Hass A John 4

4 · ROSETTA STONE INC · Filed Mar 20, 2020

Insider Transaction Report

Form 4
Period: 2020-03-17
Hass A John
Director
Transactions
  • Tax Payment

    Common Stock

    2020-03-18$10.10/sh12,804$129,320514,242 total
  • Exercise/Conversion

    Common Stock

    2020-03-17+40,106546,862 total
  • Tax Payment

    Common Stock

    2020-03-18$10.08/sh14,252$143,660532,610 total
  • Exercise/Conversion

    Common Stock

    2020-03-17+27,146506,756 total
  • Tax Payment

    Common Stock

    2020-03-18$10.09/sh5,564$56,141527,046 total
  • Tax Payment

    Common Stock

    2020-03-18$10.09/sh1,372$13,843512,870 total
  • Exercise/Conversion

    Performance Share Units

    2020-03-1727,1460 total
    Exercise: $0.00Common Stock (27,146 underlying)
  • Exercise/Conversion

    Performance Share Units

    2020-03-1740,1060 total
    Exercise: $0.00Common Stock (40,106 underlying)
Footnotes (4)
  • [F1]These shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to shares of restricted stock.
  • [F2]Includes 46,948 shares of restricted common stock on which the restrictions have not yet lapsed.
  • [F3]Represents shares earned based on performance under the Company's 2017 Annual Incentive Program. These shares are subject to forfeiture restrictions that lapse at a rate of 1/2, 1/4 and 1/4 per year, respectively, beginning on March 17, 2018.
  • [F4]Represents shares earned based on performance under the Company's 2017-2018 Long-Term Incentive Program. These shares are subject to forfeiture restrictions that lapse at a rate of 50% on March 17, 2019 and 50% on March 17, 2020.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION