4//SEC Filing
Wohler Todd Donald 4
Accession 0001209191-20-020945
CIK 0001046102other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 4:44 PM ET
Size
13.8 KB
Accession
0001209191-20-020945
Insider Transaction Report
Form 4
Wohler Todd Donald
Chief Human Resources Officer
Transactions
- Exercise/Conversion
Common Shares
2020-03-20+557→ 18,708 total - Tax Payment
Common Shares
2020-03-20$42.16/sh−4,952$208,776→ 13,756 total - Exercise/Conversion
Performance Share Units (2017 PSUs)
2020-03-20−8,660→ 8,660 total→ Common Shares (8,660 underlying) - Exercise/Conversion
Dividend Equivalent Rights (2017 PSUs)
2020-03-20−557→ 557 total→ Common Shares (557 underlying) - Exercise/Conversion
Common Shares
2020-03-20+8,660→ 18,151 total
Holdings
- 417(indirect: Employee Stock Purchase Plan)
Common Shares
Footnotes (4)
- [F1]Includes all Employee Stock Purchase Plan purchases through March 24, 2020.
- [F2]Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
- [F3]Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.
- [F4]Tax Withholding on the 2017 PSUs and DERs that vested on March 2, 2020.
Documents
Issuer
RITCHIE BROS AUCTIONEERS INC
CIK 0001046102
Entity typeother
Related Parties
1- filerCIK 0001661697
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 4:44 PM ET
- Size
- 13.8 KB