MAISEL DAVID 4
4 · GAIA, INC · Filed Apr 23, 2020
Insider Transaction Report
Form 4
GAIA, INCGAIA
MAISEL DAVID
Director
Transactions
- Award
Restricted Stock Unit
2020-04-23+4,171→ 4,171 total→ Class A Common Stock (4,171 underlying) - Exercise/Conversion
Class A Common Stock
2020-04-23+3,900→ 28,900 total - Exercise/Conversion
Restricted Stock Units
2019-10-24−3,900→ 0 total→ Class A Common Stock (3,900 underlying)
Footnotes (4)
- [F1]Restricted stock units were converted into common stock on a one-for-one basis
- [F2]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- [F3]The RSUs vest on the date of the Annual Shareholder Meeting in April 2020, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
- [F4]The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.