PHIPPS PAUL CODY 4
4 · RR Donnelley & Sons Co · Filed May 18, 2020
Insider Transaction Report
Form 4
PHIPPS PAUL CODY
10% Owner
Transactions
- Award
Phantom Stock
2020-05-14+59,420→ 59,420 total→ Common Stock (59,420 underlying) - Award
Common Stock
2020-05-14$1.03/sh+76,502$78,797→ 159,343 total
Footnotes (4)
- [F1]Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.
- [F2]Includes 1,861 shares held directly and 157,482 restricted stock units.
- [F3]Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
- [F4]Phantom stock is payable in shares of common stock or cash on the earlier of the first anniversary of the grant date or the reporting person ceasing to be a member of the board of directors of the issuer.