Louvet Eric 4

4 · HARMONIC INC · Filed May 19, 2020

Form 4

Period: 2020-05-15

SVP Sales NA & APAC

Transactions

Exercise/Conversion
Common Stock
2020-05-15+6,250→ 123,312 total
Exercise/Conversion
Restricted Stock Units
2020-05-15−4,167→ 12,500 total
Exercise: $0.00From: 2019-02-15Exp: 2021-02-15→ Common Stock (4,167 underlying)
Tax Payment
Common Stock
2020-05-15$5.15/sh−3,098$15,955→ 120,214 total
Exercise/Conversion
Restricted Stock Units
2020-05-15−6,250→ 43,750 total
Exercise: $0.00From: 2020-02-15Exp: 2022-02-15→ Common Stock (6,250 underlying)
Exercise/Conversion
Common Stock
2020-05-15+4,167→ 119,127 total
Tax Payment
Common Stock
2020-05-15$5.15/sh−2,065$10,635→ 117,062 total

Footnotes (4)

[F1]These shares of common stock were acquired upon the vesting of restricted stock units on May 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019.
[F2]This amount incorporates a correction by excluding 97 shares of common stock that were inadvertently included as a result of an administrative error in connection with the Form 4 filed on behalf of the reporting person on 3/3/2020.
[F3]Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
[F4]These shares of common stock were acquired upon the vesting of restricted stock units on May 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.

Documents

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