Hudson Peter A 4
4 · Allakos Inc. · Filed May 20, 2020
Insider Transaction Report
Form 4
Allakos Inc.ALLK
Hudson Peter A
10% Owner
Transactions
- Sale
Common Stock
2020-05-18$72.33/sh−6,989$505,514→ 0 total(indirect: By LLC) - Sale
Common Stock
2020-05-18$71.13/sh−4,549$323,570→ 6,989 total(indirect: By LLC)
Holdings
- 2,557,377(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.72 - $71.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F2]These shares are owned by Hudson Capital, LLC, a limited liability company of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.83 - $72.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]These shares are directly held by Alta Partners NextGen Fund I L.P. ("APNG I"). Alta Partners NextGen Fund I Management, LLC ("APNG I Management") is the general partner of APNG I. The Reporting Person is one of three managing directors of APNG I Management and, as such, has voting and investment control with respect to the shares held by APNG I. The Reporting Person disclaims beneficial ownership of all shares held by APNG I, except to the extent of his pecuniary interest therein.