4//SEC Filing
Mirkin Chad A. 4
Accession 0001209191-20-031317
CIK 0001698530other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 4:46 PM ET
Size
10.1 KB
Accession
0001209191-20-031317
Insider Transaction Report
Form 4
EXICURE, INC.XCUR
Mirkin Chad A.
Director10% Owner
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2020-05-20−49,649→ 0 totalExercise: $0.65Exp: 2024-03-01→ Common Stock (49,649 underlying) - Exercise/Conversion
Common Stock
2020-05-20$0.65/sh+49,649$32,272→ 64,649 total
Holdings
- 33,936(indirect: By Trust)
Common Stock
- 11,267,824(indirect: By LLC)
Common Stock
- 25,000(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]The Reporting Person is a member of the Board of Managers of BSR Enterprises, LLC and may be deemed to share voting and dispositive power over the shares held by BSR Enterprises, LLC with the Reporting Person's spouse.
- [F2]The Reporting Person is a member of the Board of Managers of AuraSense, LLC and may be deemed to share voting or dispositive power over the shares held by AuraSense, LLC.
- [F3]The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]The Reporting Person is the trustee of the Chad A. Mirkin Living Trust, and has voting or dispositive power over the shares held by the trust.
- [F5]Immediately exercisable.
Documents
Issuer
EXICURE, INC.
CIK 0001698530
Entity typeother
Related Parties
1- filerCIK 0001416999
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 4:46 PM ET
- Size
- 10.1 KB