4//SEC Filing
New Enterprise Associates 14, L.P. 4
Accession 0001209191-20-031786
CIK 0001718108other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 4:56 PM ET
Size
14.6 KB
Accession
0001209191-20-031786
Insider Transaction Report
Form 4
New Enterprise Associates 14, L.P.
10% Owner
Transactions
- Sale
Common Stock
2020-05-20$3.66/sh−420,000$1,535,562→ 2,892,877 total
BASKETT FOREST
10% Owner
Transactions
- Sale
Common Stock
2020-05-20$3.66/sh−420,000$1,535,562→ 2,892,877 total
KERINS PATRICK J
10% Owner
Transactions
- Sale
Common Stock
2020-05-20$3.66/sh−420,000$1,535,562→ 2,892,877 total
SANDELL SCOTT D
10% Owner
Transactions
- Sale
Common Stock
2020-05-20$3.66/sh−420,000$1,535,562→ 2,892,877 total
NEA Partners 14, L.P.
10% Owner
Transactions
- Sale
Common Stock
2020-05-20$3.66/sh−420,000$1,535,562→ 2,892,877 total
NEA 14 GP, LTD
10% Owner
Transactions
- Sale
Common Stock
2020-05-20$3.66/sh−420,000$1,535,562→ 2,892,877 total
Florence Anthony A. Jr.
10% Owner
Transactions
- Sale
Common Stock
2020-05-20$3.66/sh−420,000$1,535,562→ 2,892,877 total
Sonsini Peter W.
10% Owner
Transactions
- Sale
Common Stock
2020-05-20$3.66/sh−420,000$1,535,562→ 2,892,877 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.91, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- [F2]The securities are directly held by New Enterprise Associates 14, L.P. ("NEA 14") and are indirectly held by NEA Partners 14, L.P. ("NEA Partners 14"), the sole general partner of NEA 14, NEA 14 GP, LTD ("NEA 14 LTD"), the sole general partner of NEA Partners 14 and each of the individual directors of NEA 14 LTD (NEA Partners 14, NEA 14 LTD and the individual directors of NEA 14 LTD (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 LTD are Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Scott D. Sandell and Peter Sonsini. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 securities in which the Indirect Reporting Persons have no pecuniary interest.
Documents
Issuer
Surface Oncology, Inc.
CIK 0001718108
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001544328
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 4:56 PM ET
- Size
- 14.6 KB