Pflaging James Michael 4
4 · Sailpoint Technologies Holdings, Inc. · Filed May 27, 2020
Insider Transaction Report
Form 4
Pflaging James Michael
Director
Transactions
- Sale
Common Stock
2020-05-26$23.00/sh−5,941$136,643→ 144,448 total(indirect: By Trust)
Holdings
- 20,499
Common Stock
Footnotes (2)
- [F1]On May 26, 2020, pursuant to a plan of disposition adopted on May 20, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), the MMJ Living Trust (the "Trust") sold 5,941 shares in a single trade at a price of $23.00 per share. No more than 41,818 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than June 18, 2020, regardless of whether the maximum of 41,818 shares in the aggregate have been sold.
- [F2]Mr. Pflaging is a co-trustee for the Trust, the beneficiary of which is an immediate family member of Mr. Pflaging's. As such, Mr. Pflaging may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Pflaging disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.