THAXTON GREGORY A 4

Accession 0001209191-20-032591

CIK 0000072331other

Filed

May 27, 8:00 PM ET

Accepted

May 28, 4:18 PM ET

Size

19.4 KB

Accession

0001209191-20-032591

Form 4

Period: 2020-05-26

Vice President & CFO

Transactions

Exercise/Conversion
Common Stock
2020-05-26$61.59/sh+11,000$677,490→ 65,094 total
Sale
Common Stock
2020-05-26$178.91/sh−11,000$1,968,010→ 54,094 total
Exercise/Conversion
Employee Stock Options (right to buy)
2020-05-26$178.91/sh−11,000$1,968,010→ 0 total
Exercise: $61.59Exp: 2022-11-28→ Common Stock (11,000 underlying)

Holdings

Common Stock
(indirect: By Company ESOP Plan)
1,421
Employee Stock Options (right to buy)
Exercise: $79.66Exp: 2024-11-24→ Common Stock (12,200 underlying)
12,200
Employee Stock Options (right to buy)
Exercise: $165.21Exp: 2029-11-25→ Common Stock (11,900 underlying)
11,900
Employee Stock Options (right to buy)
Exercise: $107.65Exp: 2026-11-21→ Common Stock (14,000 underlying)
14,000
Employee Stock Options (right to buy)
Exercise: $124.90Exp: 2028-11-26→ Common Stock (11,800 underlying)
11,800
Employee Stock Options (right to buy)
Exercise: $71.75Exp: 2023-11-25→ Common Stock (11,000 underlying)
11,000
Employee Stock Options (right to buy)
Exercise: $127.67Exp: 2027-11-20→ Common Stock (12,500 underlying)
12,500
Employee Stock Options (right to buy)
Exercise: $70.91Exp: 2025-11-23→ Common Stock (17,200 underlying)
17,200

Footnotes (9)

[F1]Exercise of reporting person's stock options that would otherwise expire November 28, 2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
[F2]The total holdings include 136 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
[F3]Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $178.50 to $179.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
[F4]Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
[F5]All such options have fully vested.
[F6]The options vest in 4 equal annual installments beginning on November 21, 2017.
[F7]The options vest in 4 equal annual installments beginning on November 20, 2018.
[F8]The options vest in 4 equal annual installments beginning on November 26, 2019.
[F9]The options vest in 4 equal annual installments beginning on November 25, 2020.

Documents

1 file

NORDSON CORP

CIK 0000072331

Entity typeother