Goldman Charles G 4
4 · AssetMark Financial Holdings, Inc. · Filed May 28, 2020
Insider Transaction Report
Form 4
Goldman Charles G
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2020-05-27$26.91/sh−21,991$591,778→ 124,850 total(indirect: By Trust) - Sale
Common Stock
2020-05-28$26.80/sh−9,227$247,284→ 106,077 total(indirect: By Trust) - Sale
Common Stock
2020-05-26$25.16/sh−14,518$365,273→ 177,623 total(indirect: By Trust) - Sale
Common Stock
2020-05-26$26.91/sh−5,302$142,677→ 146,846 total(indirect: By Trust) - Sale
Common Stock
2020-05-26$26.13/sh−25,475$665,662→ 152,148 total(indirect: By Trust) - Sale
Common Stock
2020-05-28$26.01/sh−9,546$248,291→ 115,304 total(indirect: By Trust) - Sale
Common Stock
2020-05-26$27.73/sh−5$139→ 146,841 total(indirect: By Trust)
Holdings
- 2,013,197
Common Stock
Footnotes (7)
- [F1]These transactions were executed in multiple trades at prices ranging from $24.50 to $25.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor.
- [F3]These transactions were executed in multiple trades at prices ranging from $25.50 to $26.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]These transactions were executed in multiple trades at prices ranging from $26.50 to $27.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]These transactions were executed in multiple trades at prices ranging from $26.61 to $27.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]These transactions were executed in multiple trades at prices ranging from $25.60 to $26.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F7]These transactions were executed in multiple trades at prices ranging from $26.60 to $27.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.