4//SEC Filing
KEANE JOHN J 4
Accession 0001209191-20-033168
CIK 0000072331other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 3:32 PM ET
Size
24.0 KB
Accession
0001209191-20-033168
Insider Transaction Report
Form 4
NORDSON CORPNDSN
KEANE JOHN J
Senior Vice President
Transactions
- Exercise/Conversion
Employee Stock Options (right to buy)
2020-05-28$182.87/sh−12,500$2,285,875→ 0 totalExercise: $79.66Exp: 2024-11-24→ Common Stock (12,500 underlying) - Exercise/Conversion
Common Stock
2020-05-28$71.75/sh+11,500$825,125→ 67,531 total - Exercise/Conversion
Common Stock
2020-05-28$70.91/sh+17,200$1,219,652→ 97,231 total - Exercise/Conversion
Employee Stock Options (right to buy)
2020-05-28$182.87/sh−11,500$2,103,005→ 0 totalExercise: $71.75Exp: 2023-11-25→ Common Stock (11,500 underlying) - Exercise/Conversion
Employee Stock Options (right to buy)
2020-02-28$182.87/sh−17,200$3,145,364→ 0 totalExercise: $70.91Exp: 2025-11-23→ Common Stock (17,200 underlying) - Exercise/Conversion
Common Stock
2020-05-28$79.66/sh+12,500$995,750→ 80,031 total - Sale
Common Stock
2020-05-28$182.87/sh−41,200$7,534,244→ 56,031 total
Holdings
- 12,500
Employee Stock Options (right to buy)
Exercise: $127.67Exp: 2027-11-20→ Common Stock (12,500 underlying) - 11,700
Employee Stock Options (right to buy)
Exercise: $124.90Exp: 2028-11-26→ Common Stock (11,700 underlying) - 11,900
Employee Stock Options (right to buy)
Exercise: $165.21Exp: 2029-11-25→ Common Stock (11,900 underlying) - 14,000
Employee Stock Options (right to buy)
Exercise: $107.65Exp: 2026-11-21→ Common Stock (14,000 underlying) - 911(indirect: By Company ESOP Plan)
Common Stock
Footnotes (12)
- [F1]Exercise of reporting person's stock options that would otherwise expire November 25, 2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- [F10]The options vest in 4 equal annual installments beginning on November 20, 2018.
- [F11]The options vest in 4 equal annual installments beginning on November 26, 2019.
- [F12]The options vest in 4 equal annual installments beginning on November 25, 2020.
- [F2]The total holdings include 56 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
- [F3]The balance has been reduced by 3,600 shares to reflect over-reporting of target/award performance shares in January 2020.
- [F4]Exercise of reporting person's stock options that would otherwise expire November 24, 2024, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- [F5]Exercise of reporting person's stock options that would otherwise expire November 25, 2025, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- [F6]Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $181.00 to $185.22. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- [F7]Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
- [F8]All such options have fully vested.
- [F9]The options vest in 4 equal annual installments beginning on November 21, 2017.
Documents
Issuer
NORDSON CORP
CIK 0000072331
Entity typeother
Related Parties
1- filerCIK 0001261762
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 3:32 PM ET
- Size
- 24.0 KB