OATES JAMES M 4
4 · STIFEL FINANCIAL CORP · Filed Jun 2, 2020
Insider Transaction Report
Form 4
OATES JAMES M
Director
Transactions
- Award
Phantom Stock Units
2020-05-29+2,096→ 20,692 totalExercise: $0.00→ Common Stock (2,096 underlying)
Holdings
- 11,563
Common Stock
Footnotes (2)
- [F1]Units vest in 20% increments over a five year period.
- [F2]No expiration date for these Units.