Goldman Charles G 4
4 · AssetMark Financial Holdings, Inc. · Filed Jun 2, 2020
Insider Transaction Report
Form 4
Goldman Charles G
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2020-05-29$26.61/sh−9,303$247,553→ 89,128 total(indirect: By Trust) - Sale
Common Stock
2020-06-02$26.52/sh−8,699$230,697→ 67,723 total(indirect: By Trust) - Sale
Common Stock
2020-06-01$26.37/sh−7,984$210,538→ 76,422 total(indirect: By Trust) - Sale
Common Stock
2020-05-29$26.01/sh−7,646$198,872→ 98,431 total(indirect: By Trust) - Sale
Common Stock
2020-06-01$25.16/sh−4,722$118,806→ 84,406 total(indirect: By Trust)
Holdings
- 2,013,197
Common Stock
Footnotes (6)
- [F1]These transactions were executed in multiple trades at prices ranging from $25.37 to $26.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor.
- [F3]These transactions were executed in multiple trades at prices ranging from $26.37 to $26.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]These transactions were executed in multiple trades at prices ranging from $24.69 to $25.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]These transactions were executed in multiple trades at prices ranging from $25.86 to $26.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]These transactions were executed in multiple trades at prices ranging from $26.32 to $26.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.