Yang Vivian 4
4 · Trade Desk, Inc. · Filed Jun 4, 2020
Insider Transaction Report
Form 4
Yang Vivian
Chief Legal Officer
Transactions
- Sale
Class A Common Stock
2020-06-02$310.01/sh−902$279,629→ 29,045 total - Exercise/Conversion
Class B Common Stock
2020-06-02+1,263→ 1,263 totalExercise: $0.00→ Class A Common Stock (1,263 underlying) - Conversion
Class A Common Stock
2020-06-02+1,263→ 30,308 total - Sale
Class A Common Stock
2020-06-02$310.01/sh−1,263$391,543→ 29,045 total - Exercise/Conversion
Class A Common Stock
2020-06-02$30.15/sh+902$27,195→ 29,947 total - Exercise/Conversion
Class A Common Stock
2020-06-02$48.00/sh+875$42,000→ 29,920 total - Sale
Class A Common Stock
2020-06-02$310.01/sh−875$271,259→ 29,045 total - Exercise/Conversion
Class A Common Stock
2020-06-02$142.45/sh+365$51,994→ 29,410 total - Sale
Class A Common Stock
2020-06-02$310.01/sh−365$113,154→ 29,045 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-06-02−1,263→ 3,821 totalExercise: $18.03Exp: 2026-08-14→ Class B Common Stock (1,263 underlying) - Conversion
Class B Common Stock
2020-06-02−1,263→ 0 totalExercise: $0.00→ Class A Common Stock (1,263 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-06-02−365→ 10,965 totalExercise: $142.45Exp: 2028-12-01→ Class A Common Stock (365 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-06-02−902→ 5,416 totalExercise: $30.15Exp: 2026-12-22→ Class A Common Stock (902 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-06-02−875→ 15,762 totalExercise: $48.00Exp: 2027-12-01→ Class A Common Stock (875 underlying)
Footnotes (7)
- [F1]Includes 310 shares acquired through the Employee Stock Purchase Plan on May 15, 2020.
- [F2]The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F3]The option was granted on August 15, 2016, the Vesting Commencement Date ("VCD"). One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
- [F4]Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
- [F5]The option was granted on December 23, 2016. The VCD is December 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- [F6]The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD , subject to continued employment with the Issuer through the applicable vesting dates.
- [F7]The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.