Goldman Charles G 4
4 · AssetMark Financial Holdings, Inc. · Filed Jun 5, 2020
Insider Transaction Report
Form 4
Goldman Charles G
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2020-06-05$27.28/sh−11,730$319,994→ 39,073 total(indirect: By Trust) - Sale
Common Stock
2020-06-03$27.10/sh−10,085$273,304→ 57,638 total(indirect: By Trust) - Sale
Common Stock
2020-06-04$26.24/sh−6,835$179,350→ 50,803 total(indirect: By Trust)
Holdings
- 2,013,197
Common Stock
Footnotes (4)
- [F1]These transactions were executed in multiple trades at prices ranging from $26.58 to $27.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor.
- [F3]These transactions were executed in multiple trades at prices ranging from $25.98 to $26.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]These transactions were executed in multiple trades at prices ranging from $26.93 to $27.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.