4//SEC Filing
AI Entertainment Holdings LLC 4
Accession 0001209191-20-034884
CIK 0001319161other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 9:31 PM ET
Size
47.2 KB
Accession
0001209191-20-034884
Insider Transaction Report
Form 4
Transactions
- Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying) - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying)
Altep 2012 L.P.
Other
Transactions
- Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying) - Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying)
AI Entertainment Holdings LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying)
Transactions
- Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership)
Transactions
- Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying)
Blavatnik Len
DirectorOther
Transactions
- Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying) - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying)
Transactions
- Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership)
Transactions
- Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying)
AIPH Holdings LLC
Other
Transactions
- Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying) - Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying)
Transactions
- Sale
Class A Common Stock
2020-06-05$25.00/sh−53,207,339$1,330,183,475→ 0 total - Conversion
Class A Common Stock
2020-06-05+318,536→ 318,536 total(indirect: By Partnership) - Gift
Class B Common Stock
2020-06-02−20,000,000→ 479,800 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Conversion
Class B Common Stock
2020-06-05−1,200,000→ 5,301,216 total(indirect: By LLC)→ Class A Common Stock (1,200,000 underlying) - Conversion
Class B Common Stock
2020-06-05−53,207,339→ 391,418,612 total→ Class A Common Stock (53,207,339 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−1,200,000$30,000,000→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2020-06-05+1,200,000→ 1,200,000 total(indirect: By LLC) - Gift
Class B Common Stock
2020-06-03−20,000,000→ 0 total(indirect: By LLC)→ Class A Common Stock (20,000,000 underlying) - Sale
Class A Common Stock
2020-06-05$25.00/sh−318,536$7,963,400→ 0 total(indirect: By Partnership) - Conversion
Class A Common Stock
2020-06-05+53,207,339→ 53,207,339 total - Conversion
Class B Common Stock
2020-06-05−318,536→ 1,685,883 total(indirect: By Partnership)→ Class A Common Stock (318,536 underlying)
Footnotes (8)
- [F1]The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), Access Industries, LLC ("AI"), Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
- [F2]The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- [F3]The securities reported are held directly by AI Entertainment Management, LLC ("AIEM") and may be deemed to be beneficially owned by AIEH, AIPH, AIH, AI, AIM and Mr. Blavatnik, because AIEH controls a majority of the outstanding voting interests in AIEM, AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEM) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
- [F4]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.
- [F5]Represents a transfer by AI of the securities to certain series of the Blavatnik Family Foundation LLC ("BFF"), of which AI is the sole member.
- [F6]The securities reported are held directly by AI and may be deemed to be beneficially owned by AIM and Mr. Blavatnik, because AIM controls AI and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
- [F7]The securities reported are held directly by BFF and may be deemed to be beneficially owned by AI, AIM and Mr. Blavatnik, because AI is the member of the series of BFF relating to the securities reported on this form, AIM controls AI and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than BFF) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
- [F8]Represents a contribution of certain series of BFF in connection with the Issuer's IPO to the trustees on behalf of certain charitable trusts.
Documents
Issuer
Warner Music Group Corp.
CIK 0001319161
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001813621
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 9:31 PM ET
- Size
- 47.2 KB