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4//SEC Filing

OATES JAMES M 4

Accession 0001209191-20-035241

CIK 0000720672other

View on SEC.gov Company Profile

Filed

Jun 8, 8:00 PM ET

Accepted

Jun 9, 4:16 PM ET

Size

6.8 KB

Accession

0001209191-20-035241

Insider Transaction Report

Form 4

Period: 2020-06-05

STIFEL FINANCIAL CORPSF

Director

Transactions

Exercise/Conversion
Common Stock
2020-06-05+1,900→ 13,463 total
Exercise/Conversion
Phantom Stock Units
2020-06-05−1,900→ 18,792 total
Exercise: $0.00→ Common Stock (1,900 underlying)

Footnotes (2)

[F1]Currently exercisable.
[F2]No expiration date for these Units.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

Entity typeother

Related Parties

1

filerCIK 0001180238

Filing Metadata

Form type: 4
Filed: Jun 8, 8:00 PM ET
Accepted: Jun 9, 4:16 PM ET
Size: 6.8 KB

View on SEC.gov