Goldman Charles G 4
4 · AssetMark Financial Holdings, Inc. · Filed Jun 10, 2020
Insider Transaction Report
Form 4
Goldman Charles G
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2020-06-09$28.56/sh−9,685$276,604→ 18,112 total(indirect: By Trust) - Sale
Common Stock
2020-06-10$27.96/sh−4,411$123,332→ 7,891 total(indirect: By Trust) - Sale
Common Stock
2020-06-10$27.66/sh−5,810$160,705→ 12,302 total(indirect: By Trust) - Sale
Common Stock
2020-06-08$28.12/sh−11,276$317,081→ 27,797 total(indirect: By Trust)
Holdings
- 2,013,197
Common Stock
Footnotes (4)
- [F1]Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor.
- [F2]These transactions were executed in multiple trades at prices ranging from $28.00 to $28.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]These transactions were executed in multiple trades at prices ranging from $26.89 to $27.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]These transactions were executed in multiple trades at prices ranging from $27.89 to $28.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.