AssetMark Financial Holdings, Inc.·4

Jun 15, 7:53 PM ET

Goldman Charles G 4

4 · AssetMark Financial Holdings, Inc. · Filed Jun 15, 2020

Insider Transaction Report

Form 4
Period: 2020-06-11
Goldman Charles G
DirectorPresident and CEO
Transactions
  • Sale

    Common Stock

    2020-06-11$25.68/sh6,491$166,6891,400 total(indirect: By Trust)
  • Sale

    Common Stock

    2020-06-11$26.71/sh1,400$37,3940 total(indirect: By Trust)
Holdings
  • Common Stock

    2,013,197
Footnotes (3)
  • [F1]These transactions were executed in multiple trades at prices ranging from $25.17 to $26.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor.
  • [F3]These transactions were executed in multiple trades at prices ranging from $26.18 to $27.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION